Event-Based Compliance Services in India Manage Corporate Changes with Ease
TaxSlick provides expert event-based compliance services including director changes, share allotments, capital modifications, and registered office updates to keep your company's records accurate with MCA & ROC.
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What is Event-Based Compliance?
Event-based compliance refers to mandatory filings with the Registrar of Companies (ROC) whenever a specific corporate event or change takes place. These filings ensure that the company's official records with the Ministry of Corporate Affairs (MCA) remain updated and legally valid.
Who Needs Event-Based Compliance?
Private Limited Companies
All private limited companies require event-based compliance
Public Limited Companies
Mandatory for public limited companies
One Person Companies (OPCs)
OPCs must file for corporate changes
LLPs
For partner changes, contribution changes, etc.
💡 Event-based compliance is mandatory even if the change seems minor, as ROC records must always match the company's current structure.
Why Event-Based Compliance is Important?
Legal Requirement
Legal Requirement under Companies Act, 2013 & LLP Act, 2008
Avoid Penalties
Avoid Penalties for missed filings
Transparency
Ensures updated public records
Protects Directors & Partners
Protects Directors & Partners from liability
Investor & Bank Confidence
Accurate records build trust
Types of Event-Based Compliance
Compliance Schedule
| Event | Form | Timeline |
|---|---|---|
Appointment/Resignation of Director | DIR-12 | Within 30 days of event |
Change in Registered Office | INC-22 | Within 30 days of event |
Increase in Authorized Capital | SH-7 | Within 30 days of resolution |
Allotment of Shares | PAS-3 | Within 30 days of allotment |
Transfer of Shares | SH-4 & related forms | Within 60 days of transfer |
Creation/Modification of Charge | CHG-1/CHG-9 | Within 30 days of event |
Change in LLP Partners | Form 4 | Within 30 days of change |
Change in LLP Agreement | Form 3 | Within 30 days of change |
Documents Required for Event-Based Compliance
Corporate Resolutions
Updated Documents
Address Proofs
Transaction Documents
Document Security & Privacy
All your documents are handled with the highest level of security and confidentiality. We use encrypted storage and follow strict privacy protocols to ensure your sensitive information remains protected throughout the audit process.
Step-by-Step Event-Based Compliance Process with TaxSlick
Our expert process ensures timely and accurate filing for every corporate event
Consultation
Identify the compliance triggered by the event
Document Collection
Gather resolutions, consents, and proofs
Form Drafting
Prepare relevant ROC/MCA forms
Digital Signing
Get DSC of directors/partners
ROC Filing
Submit forms online within statutory timelines
Acknowledgement
Receive proof of updated records
Consultation
Identify the compliance triggered by the event
Document Collection
Gather resolutions, consents, and proofs
Form Drafting
Prepare relevant ROC/MCA forms
Digital Signing
Get DSC of directors/partners
ROC Filing
Submit forms online within statutory timelines
Acknowledgement
Receive proof of updated records
Ready to Ensure Compliance?
Our streamlined statutory audit process ensures your company remains compliant while providing valuable insights for better governance and decision-making.
What You Will Get
ROC Filing Acknowledgements
ROC filing acknowledgements for every event
Drafted Compliance Documents
Drafted resolutions & compliance documents
Legal Risk Protection
Protection from penalties & legal risks
Updated MCA Records
Updated company records with MCA
Complete Compliance Package
All our statutory audit services come with comprehensive compliance support, ensuring your company meets all regulatory requirements while maintaining the highest standards of transparency and governance.
Common Issues in Event-Based Compliance
Missed Deadlines
Missed deadlines for director or office changes
Non-filing of Share Events
Non-filing of share allotment forms
Unreported LLP Changes
Failure to report changes in LLP agreements
Incomplete Documentation
Incomplete resolutions & supporting documents
Important Advisory
💡 Many companies and LLPs face penalties or legal disputes due to non-filing of event-based compliances. Timely filings keep business records transparent and compliant.
Regular Monitoring
Implement monthly financial reviews to catch discrepancies early
Proper Documentation
Maintain all statutory records and transaction documentation
Timely Compliance
Set up reminders for all filing deadlines and regulatory requirements
Penalties for Non-Compliance
Daily Penalties
₹100 per day per form for late filing
Company/LLP Penalties
Company/LLP may face penalties for non-filing
Director/Partner Restrictions
Directors/Partners may face disqualification or restrictions
Protect Your Business
Avoid these costly penalties and legal complications by ensuring timely statutory audit compliance. TaxSlick's expert team helps you stay ahead of all deadlines and regulatory requirements.
Non-Compliance Timeline
Pricing & Get a Quote
Customized quotes tailored to your company's requirements
Event-based compliance costs depend on the type of event, number of forms, and company structure. TaxSlick provides customized quotes tailored to your company's requirements.
Contact us to get the best price for event-based compliance services
Transparent Pricing
No hidden charges or surprise fees
All-Inclusive Package
Complete audit with ROC filing support
Competitive Rates
Best value for professional CA services
Why Our Pricing Model Works
We believe in transparent, value-based pricing. Our rates are determined by the complexity and requirements of your specific business, ensuring you pay only for what you need while receiving the highest quality service.
Why Choose TaxSlick for Event-Based Compliance?
12+ Years of Expertise
12+ Years of expertise in corporate & LLP compliances
Professional Team
Professional team of CS, CAs & lawyers
100% Online Process
100% Online, secure filing process
Transparent Pricing
Affordable & transparent pricing
End-to-End Management
End-to-end compliance management
Trusted by 5000+ Companies
Join thousands of satisfied clients who trust TaxSlick for their statutory audit and compliance needs. Our proven track record and expert team ensure your business stays compliant and thriving.
FAQs on Event-Based Compliance
Filing required with ROC whenever a corporate change occurs, like new directors, office change, or share allotment.
Yes, partner changes, capital updates, and agreement modifications must be filed with ROC.
Penalties apply, records remain outdated, and legal disputes may arise.
Yes, we manage all event-based filings efficiently, even if multiple events occur together.
Yes, even small changes like director resignation or capital change must be filed to keep ROC records updated.
Still Have Questions?
Our expert team is here to help you understand all aspects of statutory audit compliance. Get personalized answers to your specific business needs.
Ensure every corporate change is legally compliant with ROC!
Book your Free Consultation with TaxSlick Experts now.
Our Promise to You
We guarantee 100% compliance with all statutory requirements. If we miss any deadline or requirement, we'll cover all penalty costs and provide free re-audit services.